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NYSE FLOOR TRADER 1989–2009Now, I get you licensed.
FINRA Q&A Tuesdays · NASAA Q&A Thursdays · 8 PM ET
Series 7 · SIE · Series 63 · 65 · 66
WORK DIRECTLY WITH KEN MEET KEN'S TUTORING TEAMStart Here
Not sure where to begin? Pick the path that fits where you are right now.
Studying for the SIE
Start with the vocabulary and core concepts that form the foundation of the Securities Industry Essentials exam.
Studying for the Series 7
Get straight answers about the exam, sponsorship, passing score, retakes and how to prepare.
Free Practice Questions
Jump into an interactive Series 7 quiz and test yourself right now.
Series 7 & SIE Glossary
Confusing terms explained in plain English and connected to the way they appear on the exam.
Personal Tutoring
Stop spinning your wheels and work directly with someone who can identify exactly where you’re getting stuck.
Free Series 7 and SIE Exam Resources
No fluff and no filler—just resources designed to help you understand the material and answer better questions.
Free Series 7 Quiz
A quick interactive quiz to test yourself and spot weak areas.
Bonds & Debt Securities Practice Exam
Focused practice on one of the toughest areas of the Series 7.
YouTube Video Library
Hundreds of free lessons breaking down exactly what the exam asks.
Free Live Q&A Sessions
FINRA Exam Q&A — Tuesdays at 8 PM ET
NASAA Exam Q&A — Thursdays at 8 PM ET
Why Learn With Ken?
Ken Finnen spent twenty years on the floor of the New York Stock Exchange, from 1989 to 2009, and remained in the securities industry through 2023—including ten years in securities compliance. He is the technical editor of Series 7 For Dummies 2026–2027.
Today, more than 100,000 people follow Ken on YouTube, and his tutoring has earned 127 five-star Google reviews. He doesn’t teach theory for its own sake. He teaches you what the exam is actually asking.
- ✓ NYSE floor trader, 1989–2009
- ✓ Securities industry experience through 2023
- ✓ 10 years in securities compliance
- ✓ Technical editor, Series 7 For Dummies 2026–2027
- ✓ 100,000+ YouTube subscribers
- ✓ 127 five-star Google reviews
How Ken Can Help
Start free. Get personal help when you need it.
Free Live Q&A
Bring your FINRA questions Tuesday or your NASAA questions Thursday. Both sessions begin at 8 PM ET.
Free Exam Resources
Use the interactive quizzes, videos and glossary without paying anything.
Work Directly With Ken
Get one-on-one help focused on your weak areas, test strategy and the questions giving you trouble.
Ken’s Tutoring Team
Get personal help from a member of Ken’s tutoring team.
You don’t need to know everything. You need to know what the exam is asking.
Start free today—then get one-on-one help whenever you’re ready.